-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KyD/f66AUBJssFq+J14EzDVHYmH2ehmcWP/10T3DUbN+5RrVrqCCbxYJnxcs44Aj RCyrOt6/Z6yADvix2Bq3+Q== 0000908834-04-000022.txt : 20040120 0000908834-04-000022.hdr.sgml : 20040119 20040120101715 ACCESSION NUMBER: 0000908834-04-000022 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSON RICHARD C CENTRAL INDEX KEY: 0001275736 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 570 EXECTIVE DRIVE CITY: TROY STATE: MI ZIP: 48083 BUSINESS PHONE: 2485885588 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STARCRAFT CORP /IN/ CENTRAL INDEX KEY: 0000906473 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 351817634 STATE OF INCORPORATION: IN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-46877 FILM NUMBER: 04531295 BUSINESS ADDRESS: STREET 1: PO BOX 1903 STREET 2: 1123 SOUTH INDIANA AVENUE CITY: GOSHEN STATE: IN ZIP: 46526 BUSINESS PHONE: 5745347827 MAIL ADDRESS: STREET 1: 1123 SOUTH INDIANA AVENUE STREET 2: POST OFFICE BOX 1903 CITY: GOSHEN STATE: IN ZIP: 46527-1903 FORMER COMPANY: FORMER CONFORMED NAME: STARCRAFT AUTOMOTIVE CORP DATE OF NAME CHANGE: 19930604 SC 13D 1 sc13d_anderson.txt SCHEDULE 13D - ANDERSON UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ___)* STARCRAFT CORPORATION (Name of Issuer) Common Stock, Without Par Value (Title of Class of Securities) 855269106 (CUSIP Number) Joseph E. Katona, III 1123 South Indiana Avenue Goshen, IN 46527 (574) 534-7827 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 16, 2004 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s. 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PAGE 1 OF 4
CUSIP No. 855269106 - ----------------------- ------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON Richard C. Anderson I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) - ----------------------- ------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ----------------------- ------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------------------- ------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS 00 - In connection with Merger Agreement - ----------------------- ------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------------- ------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ----------------------- -------- --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 1,116,352 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- --------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER 0 -------- --------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 1,116,352 -------- --------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ----------------------- ------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,116,352 - ----------------------- ------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------------- ------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.3% - ----------------------- ------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN - ----------------------- ------------------------------------------------------------------------------------------------------
PAGE 2 OF 4 CUSIP No. 855269106 - -------------------------------------------------------------------------------- Name of Reporting Person: Richard C. Anderson Item 1. Security and Issuer Title of Security: Common Stock Issuer: Starcraft Corporation 1123 South Indiana Avenue Goshen, IN 46527 Item 2. Identity and Background a. Richard C. Anderson b. 570 Executive Drive, Troy, MI 48083 c. Executive Vice President - Engineering, Starcraft Corporation d. No e. No f. United States of America Item 3. Source and Amount of Funds of Other Consideration The securities were acquired in connection with the merger of Wheel to Wheel, Inc., a Michigan corporation, with and into Wheel to Wheel Acquisition Company, LLC (a wholly-owned subsidiary of Issuer), which merger became effective as of January 16, 2004. The reporting person's Starcraft shares were received in exchange for the shares previously held by the reporting person in Wheel to Wheel, Inc. Item 4. Purpose of Transaction As indicated in Item 3 above, the reporting person acquired the Issuer's securities in connection with the merger of Wheel to Wheel, Inc. with and into Wheel to Wheel Acquisition Company, LLC. The securities were thus acquired by the reporting person in exchange for the reporting person's securities previously held in Wheel to Wheel, Inc. The purpose of acquiring the Issuer's securities was to effectuate the merger and facilitate Starcraft's sole ownership of TecStar, LLC, which previously was jointly held by Wheel to Wheel, Inc. and Starcraft in equal parts as a joint venture. The ability of the reporting person to dispose of the securities acquired in connection with the merger is set forth in registration rights provisions set forth as part of the merger agreement. As an Executive Vice President and a director of the Issuer, the reporting person may engage, from time to time, in discussions with the Board and management regarding various corporate plans or proposals. Other than that discussed above, the reporting person has no reportable plans or proposals. Item 5. Interest in Securities of Issuer a. Richard C. Anderson beneficially owns 1,116,352 (13.3%) of Starcraft Common Stock. b. Sole Voting Power: 1,116,352 Shared Voting Power: 0 Sole Dispositive Power: 1,116,352 Shared Dispositive Power: 0 c. On January 16, 2004, Richard C. Anderson acquired 1,116,352 shares of Common Stock of the Issuer in connection with the merger of Wheel to Wheel, Inc. with and into Wheel to Wheel Acquisition Company, LLC, a wholly-owned subsidiary of Starcraft Corporation. d. Not applicable e. Not applicable PAGE 3 of 4 CUSIP No. 855269106 - -------------------------------------------------------------------------------- Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer The securities of the Issuer acquired by the reporting person were acquired pursuant to the Merger Agreement governing the merger of Wheel to Wheel, Inc., a Michigan corporation, with and into Wheel to Wheel Acquisition Company, LLC, a wholly-owned subsidiary of Starcraft Corporation. The merger became effective as of January 16, 2004. Item 7. Material to be Filed as Exhibits a. Agreement and Plan of Merger effective October 29, 2003, by and among Starcraft Corporation, Wheel to Wheel, Inc., Wheel to Wheel Acquisition Company, LLC, and the shareholders of Wheel to Wheel, Inc., incorporated by reference to Exhibit 2 to Form 8-K of Starcraft Corporation filed November 3, 2003. b. Proxy Statement for Annual Meeting of Shareholders of Starcraft to be held on January 12, 2004, incorporated by reference to definitive proxy statement filing on Schedule 14A by Starcraft Corporation on December 16, 2003. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 16, 2004 - ----------------------------------------- Date /s/ Richard C. Anderson - ----------------------------------------- Signature Richard C. Anderson, Executive Vice President, Engineering - ----------------------------------------- Name/Title PAGE 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----